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Fractura del húmero proximal
Proximal humerus fractures — Neer classification, sling management, and surgical options.
Qué está sintiendo¶
Una fractura del húmero proximal es una rotura en la parte superior del hueso del brazo, justo en el hombro. Suele ocurrir durante una caída, con mayor frecuencia al caer sobre el hombro o con el brazo extendido. Es posible que escuche o sienta un chasquido en el momento de la lesión.
El dolor aparece de inmediato. En las siguientes horas y días, el hombro puede hincharse y presentar hematomas. Estos hematomas suelen extenderse por la parte superior del brazo y, a veces, hasta el codo. El hombro puede tener una forma distinta a la habitual. Mover el brazo resulta doloroso, por lo que probablemente lo mantendrá inmóvil junto al cuerpo y evitará usar esa mano.
Estas fracturas son frecuentes en mujeres mayores, ya que los huesos se debilitan con la edad. Si ha tenido fracturas previas, eso también puede formar parte del cuadro clínico.
En los primeros días, el dolor suele ser peor por la noche y al intentar mover el brazo. Cosas sencillas se vuelven difíciles: vestirse, alcanzar algo en un armario, llevar una bolsa o dormir sobre ese lado. Con el paso de las semanas, el dolor disminuye gradualmente a medida que el hueso comienza a sanar. Al principio, mover el brazo sigue siendo incómodo, pero la mayoría de las personas notan que cada semana resulta un poco más fácil que la anterior.
Esta lesión puede provocar ciertos cambios en la sensibilidad. El nervio principal cercano al hombro puede resultar comprimido por la fractura, lo cual genera entumecimiento en parte del hombro o debilidad para levantar el brazo. La mayoría de estas lesiones nerviosas se recuperan por sí solas con el tiempo. Las lesiones graves de vasos sanguíneos son poco frecuentes, pero requieren atención urgente.
Por lo general, la cicatrización transcurre sin complicaciones. La mayoría de estas fracturas sanan sin necesidad de cirugía; más del 90 % de ellas se unen correctamente. No obstante, algunas personas siguen presentando síntomas después de un año, y una fractura de hombro puede afectar su percepción general sobre su salud. Su cirujano le explicará qué esperar en su caso concreto.
¿Qué está ocurriendo realmente?¶
La parte superior del hueso del brazo tiene forma de esfera que encaja en una cavidad poco profunda; imagínese una pelota de golf equilibrada sobre un tee. El hueso que rodea dicha esfera se fracturó; la fractura puede afectar a una o más partes que componen la parte superior del hueso: la esfera en sí, los dos bultos óseos situados a ambos lados donde se insertan los tendones del hombro, y el cuerpo del hueso por debajo.
Esos bultos son importantes: el manguito rotador, conjunto de tendones que mueven y estabilizan el hombro, se fija allí. Cuando el hueso se fractura, los músculos unidos a esos tendones siguen ejerciendo tracción, y esa fuerza puede desplazar los fragmentos fracturados de su posición original. El músculo pectoral, por su parte, puede tirar del cuerpo del hueso hacia el centro del cuerpo. Por eso, algunas fracturas permanecen como grietas limpias, mientras que otras se fragmentan en piezas que ya no quedan alineadas.
El hueso cicatriza al unirse de nuevo, de forma similar a como la piel cierra una herida. Se forma hueso nuevo a través de la fractura, que se endurece a lo largo de varias semanas. Si algún tendón se desgarró junto con su inserción ósea, ese tendón necesita que el hueso sane en el lugar correcto para volver a ejercer su función adecuadamente. La posición de los fragmentos es crucial: una fractura a través del cuello anatómico, es decir, la línea justo debajo de la esfera ósea, puede interrumpir el flujo sanguíneo necesario para mantener viva dicha esfera; las fracturas situadas ligeramente por debajo de esa línea, por lo general, no afectan el suministro sanguíneo.
El hombro está diseñado para permitir movimientos amplios; para mantenerse estable depende más de los músculos y tejidos blandos que del hueso en sí. En este momento, esos tejidos están lesionados y el hueso fracturado no puede soportar carga, por lo que todo el sistema queda fuera de servicio. La hinchazón y el engrosamiento de los tejidos alrededor de la fractura también pueden limitar el movimiento; por eso, una vez que el cirujano considere que el hueso está listo, resulta importante realizar movimientos suaves y tempranos.
¿Qué podemos hacer al respecto?¶
El Dr. Kieran Hirpara, cirujano de extremidades superiores en el Mater Private Hospital Rockhampton, adapta el tratamiento a la lesión específica de cada paciente. Por lo general, los pacientes son derivados a nuestra clínica por su médico de cabecera; si un fisioterapeuta le ha sugerido que nos consulte, igualmente necesitará una derivación de su médico de cabecera para poder acceder al reembolso de Medicare. En esa consulta, tomamos su historia clínica, examinamos su hombro y solicitamos estudios de imagen cuando resulta necesario. La mayoría de las fracturas de hombro son estables o solo están ligeramente desplazadas, y la mayor parte de ellas sanan sin necesidad de cirugía. Para dichas fracturas, normalmente recomendamos el uso de un cabestrillo y reposo hasta que disminuya el dolor; posteriormente, se reinicia gradualmente el movimiento mediante fisioterapia. Seguimos vigilando la fractura mediante controles de seguimiento, pues este tipo de tratamiento no consiste simplemente en dejarla en paz: requiere revisiones periódicas para confirmar que los fragmentos óseos permanecen en su posición correcta. Por lo general, el hueso se une nuevamente en unas 14 semanas.
La cirugía se recomienda desde el principio cuando la fractura está muy desplazada, es inestable, implica el desplazamiento de la articulación, o cuando su trabajo o estilo de vida exigen que el hombro funcione a pleno rendimiento. En estos casos, el objetivo es mantener los fragmentos en la posición adecuada para que el hueso pueda sanar y el hombro recupere su movilidad. En ocasiones, la decisión se toma en conjunto con el paciente. Para ciertas fracturas, ambos enfoques son razonables; la elección dependerá de cuánto riesgo está dispuesto a asumir respecto a que los fragmentos queden en una posición menos óptima, y de lo que necesite que su hombro pueda hacer. Analizaremos ambas opciones con usted.
Independientemente del camino que elija, las primeras semanas siguen los mismos principios básicos. El control del dolor es fundamental al inicio, y le ayudaremos a encontrar el método más adecuado. Deberá proteger el brazo mientras el hueso sana, lo que implica no levantar pesos ni apoyarse en él hasta que se lo indiquemos. La fisioterapia comienza en el momento oportuno según el tipo de fractura: si se inicia demasiado pronto, puede interferir con la consolidación ósea; si se retrasa, el hombro podría volverse rígido. Una vez que el dolor disminuya, aprenderá un programa diario de movimientos suaves en casa para volver gradualmente a sus actividades habituales.
Qué esperar¶
La mayoría de las fracturas de hombro sanan sin necesidad de cirugía, y este enfoque funciona bien para la mayor parte de los adultos. El hueso se une nuevamente en aproximadamente 14 semanas. Durante ese tiempo, deberá usar un cabestrillo y mantener el brazo en reposo; posteriormente, podrá comenzar movimientos suaves a medida que el dolor disminuya. Cada semana debería resultar un poco más fácil que la anterior. La mayoría de las personas vuelven a realizar sus tareas diarias, a trabajar y a conducir en las semanas siguientes, aunque para levantar pesos o practicar deportes se necesita más tiempo.
Si su fractura requiere cirugía, el objetivo sigue siendo el mismo: mantener los fragmentos óseos en su posición para que el hueso pueda sanar y el hombro recuperar su movilidad. La recuperación sigue un patrón similar: primero se protege el brazo y luego se recupera gradualmente el movimiento. La cirugía para fracturas complejas produce buenos resultados a largo plazo en muchas personas, pero conlleva riesgos reales. Las tasas de complicaciones y de necesidad de reintervención tras la cirugía de fracturas complejas son elevadas; por eso, evaluaremos este aspecto cuidadosamente junto con usted antes de recomendarla.
Independientemente del tratamiento, pueden surgir problemas durante el proceso. La fractura podría sanar lentamente, no unirse del todo o quedar en una posición menos óptima de lo deseado. El hombro también puede volverse rígido; por eso es importante realizar movimientos adecuados una vez que el hueso esté listo. Algunas personas presentan síntomas persistentes después de un año, y por lo general podemos predecir esto para entonces. Si en su control al año no presenta síntomas, es posible que no sea necesario un seguimiento a largo plazo.
Un último punto merece ser mencionado con total franqueza: una fractura de hombro, especialmente en personas mayores, se asocia con tasas de mortalidad más altas en los años posteriores a la lesión. Esto se debe principalmente a la edad y a la fragilidad del paciente, no a la fractura en sí. Es una de las razones por las que evaluamos su salud general, no solo el brazo; también explica por qué este tipo de fractura puede indicar la necesidad de revisar su densidad ósea y prevenir caídas futuras.
¿Cuándo consultar a un especialista?¶
Busque atención médica de urgencia si su brazo presenta una deformidad evidente, si hay una herida abierta en el hombro, si siente entumecimiento u hormigueo en la mano o el brazo, o si no puede utilizar dicha extremidad en absoluto. Estos síntomas pueden indicar un problema nervioso o vascular; las lesiones vasculares requieren atención inmediata. Si ya ha consultado a un médico pero el dolor no disminuye, o si la hinchazón, el rango de movimiento y el uso del brazo no mejoran semana tras semana durante el proceso de curación ósea, acuda a su médico de cabecera o solicite una evaluación por parte de un especialista. Una fractura como esta también es motivo para revisar la fortaleza ósea general, especialmente si ha sufrido fracturas previamente.
En profundidad¶
Esta sección va más allá de lo necesario para que usted tome sus propias decisiones de tratamiento. Una fractura de hombro en edades avanzadas merece una lectura más detallada, pues constituye uno de los casos más claros en ortopedia en los que la evidencia científica y la práctica clínica habitual no coinciden; además, el tratamiento que parece más complejo no es el que produce mejores resultados para el brazo.
En la mayoría de los pacientes mayores, la cirugía no mejora el resultado¶
Esta comparación se ha realizado en múltiples ocasiones. Al analizar a 1,743 pacientes, una revisión sistemática recomendó el tratamiento no quirúrgico para el paciente promedio mayor de 65 años con fractura proximal del húmero desplazada, señalando que los efectos observados en los estudios observacionales coincidían con los de los ensayos aleatorizados [1]. Una revisión anterior que incluyó a 486 pacientes ya había concluido que no existía diferencia significativa en los resultados entre el tratamiento quirúrgico y el conservador [2].
Esto resulta contraintuitivo, pues las radiografías de una fractura proximal del húmero desplazada parecen alarmantes: el hueso se encuentra fragmentado y claramente fuera de su posición normal. La reacción instintiva, tanto del paciente como del médico, es pensar que algo tan evidentemente anómalo debe corregirse.
Sin embargo, los ensayos demuestran que el hombro tolera de manera excepcional una posición ósea imperfecta. No es una articulación que soporta carga; el manguito rotador y el deltoides realizan gran parte del trabajo. Además, los fragmentóseos se mantienen unidos gracias a tejidos blandos que preservan su irrigación sanguínea. Un hombro que cicatriza ligeramente torcido suele terminar funcionando y sintiéndose casi igual que uno que fue corregido quirúrgicamente, y lo hace sin necesidad de incisiones, implantes ni los riesgos asociados a la cirugía.
El ensayo modificó la evidencia, pero no la práctica clínica¶
Esta es la parte que merece ser reflexionada. PROFHER fue el gran ensayo aleatorizado que comparó la cirugía con el tratamiento no quirúrgico para fracturas desplazadas del húmero proximal; el resultado fue que la cirugía no aportaba beneficios [6].
Posteriormente, un estudio realizado con 116,868 pacientes analizó si la práctica clínica había cambiado tras la publicación de dichos resultados. La respuesta fue negativa: PROFHER no influyó significativamente en las tasas de tratamiento quirúrgico, sin que se observara variación alguna en dichas tasas anuales [3].
Se trata de un hallazgo sobre la práctica médica en general, no específicamente sobre su hombro; sin embargo, es algo que un paciente tiene derecho a saber. Si le ofrecen una operación para esta fractura, la pregunta correcta no es si la cirugía es en algún caso adecuada —pues claramente lo es en ciertos casos—, sino qué características concretas de su fractura y de su brazo lo sitúan fuera del grupo de pacientes para quienes dicha intervención no ha demostrado ser beneficiosa.
Cuando se opta por la cirugía, el procedimiento ha evolucionado¶
Nada de lo anterior implica que la cirugía nunca sea la opción adecuada. Las fracturas con separación de fragmentos óseos, las fracturas-dislocaciones, las lesiones abiertas y los pacientes jóvenes con altas exigencias funcionales representan situaciones clínicas distintas.
En el caso de pacientes de edad avanzada sometidos a cirugía, la práctica médica ha evolucionado claramente hacia el reemplazo total invertido del hombro. Al analizar datos de 228,523 pacientes, se observó que la artroplastia total invertida del hombro proporcionaba mejores resultados funcionales y tasas de complicaciones menores que la hemiartroplastia; además, presentaba un perfil de revisiones quirúrgicas más favorable que la fijación con placas en pacientes ancianos con este tipo de fracturas [4].
La razón es que el reemplazo invertido no depende de que los tubérculos se curen en una posición adecuada, y precisamente esa curación resulta incierta en hombros afectados por osteoporosis. Este procedimiento elimina la variable que hacía impredecibles los métodos quirúrgicos anteriores.
¿Qué es lo que realmente predice su recuperación?¶
En general, no es el patrón de la fractura. Una revisión sistemática realizada con 4,323 pacientes, en la que se analizaron los factores biopsicosociales que influyen en la recuperación, determinó que el estado funcional previo a la cirugía —es decir, cuán bien funcionaba el brazo y la persona antes de la lesión— es el factor que predice la recuperación funcional [5].
Es importante comprender esto correctamente. No significa que la recuperación dependa únicamente de la actitud del paciente. Lo que sí significa es que el mejor predictor del resultado final es el punto de partida del paciente; esto respalda la necesidad de tener expectativas realistas y de tomar en serio la rehabilitación durante esos meses en los que el hombro se siente rígido y los avances parecen imperceptibles.
Referencias¶
[1] Beks RB, Ochen Y, Frima H, Smeeing DP, van der Meijden O, Timmers TK, et al. Tratamiento quirúrgico versus no quirúrgico de las fracturas del húmero proximal: revisión sistemática, metaanálisis y comparación entre estudios observacionales y ensayos controlados aleatorizados. J Shoulder Elbow Surg. 2018;27(8):1526-34. https://doi.org/10.1016/j.jse.2018.03.009
[2] Nanidis TG, Majed A, Liddle AD, Constantinides VA, Sivagnanam P, Tekkis PP, et al. Tratamiento conservador versus quirúrgico de las fracturas complejas del húmero proximal: metaanálisis. Shoulder Elbow. 2010;2(3):166-74. https://doi.org/10.1111/j.1758-5740.2010.00075.x
[3] Cheesman JS, Englert CH, Yang Q, Yoo JU, Nazir OF, Mirarchi AJ. Impacto del estudio PROFHER en las tendencias del tratamiento de las fracturas del húmero proximal en Estados Unidos. Shoulder Elbow. 2025;18(3):476-84. https://doi.org/10.1177/17585732251359178
[4] Mekhail J, Mullan R, Cross JL, Jahagirdar O, Luo X, Salameh M. Resultados de la artroplastia total invertida del hombro frente a otros métodos de fijación quirúrgica para fracturas del húmero proximal: revisión sistemática y metaanálisis. JSES Rev Rep Tech. 2026;6(2):100644. https://doi.org/10.1016/j.xrrt.2025.100644
[5] Varahra A, MacDermid JC, Szekeres M. Revisión sistemática de los factores biopsicosociales pronósticos de la recuperación tras una fractura del húmero proximal. J Hand Ther. 2023;36(4):825-44. https://doi.org/10.1016/j.jht.2023.06.005
[6] Rangan A, Handoll H, Brealey S, Jefferson L, Keding A, Martin BC, et al. Tratamiento quirúrgico frente a no quirúrgico en adultos con fracturas desplazadas del húmero proximal: ensayo clínico aleatorizado PROFHER. JAMA. 2015;313(10):1037-47. https://doi.org/10.1001/jama.2015.1629
Evidence & references
This is the clinical evidence summary written for health professionals. It is technical, and it lists the research this page was built from. You do not need to read it to understand your treatment or to make a decision about it.
Overview¶
- Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults [1].
- Most one-part proximal humerus fractures are amenable to non-operative treatment with positive outcomes reported in the vast majority of cases [6].
- Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment [9].
- The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years [32].
- Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade [2].
- Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent [13].
- There are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures [11].
- Prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures [18].
- The selection of reverse total shoulder arthroplasty (RTSA) is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [33].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes compared to patients with other indications [99].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have higher rates of complications compared to patients with other indications [99].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have longer hospital stays compared to patients with other indications [99].
- Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have higher costs compared to patients with other indications [99].
- Most randomized controlled trials on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria, besides age [17].
Anatomy & Pathophysiology¶
Bony Anatomy¶
- The proximal humerus comprises four main parts: the humeral head, greater tuberosity (GT), lesser tuberosity (LT), and humeral shaft [41].
- The articular head of the proximal humerus is spherical with a diameter of 37 to 57 mm [41].
- The most superior portion of the articular surface of the humeral head averages 8 mm above the greater tuberosity [41].
- Humeral version averages 29.8 degrees, with a range of 10 to 55 degrees [41].
- The humeral head is inclined approximately 130 degrees with respect to the humeral shaft [41].
- The neck-shaft angle measures an average of 135 degrees [42].
- The humeral head is retroverted an average of 30 degrees [42].
- The humeral head averages 19° of retroversion and 41° of inclination (neck-shaft angle) [44].
- The anatomic neck is located at the junction of the articular surface and the tuberosities [41].
- The surgical neck represents an indistinct region, or metadiaphyseal junction, below the tuberosities but above the humeral shaft [41].
- The bicipital groove lies between the greater and lesser tuberosities and serves as a pathway for the long head of the biceps [41].
- The distal aspect of the bicipital groove is internally rotated with respect to the proximal portion [41].
- The glenoid is a convex structure of shallow depth shaped like an inverted pear [41].
- The glenoid cavity is a shallow socket, approximately one third the size of the humeral head [42].
- The subchondral bone of the glenoid is relatively flat, with articular concavity augmented by cartilage and a circumferential labrum [44].
- The glenoid averages 5° of retroversion in relation to the axis of the scapular body [44].
- The proximal humerus has three centers of ossification: the humeral head (4 to 6 months), the greater tuberosity (1 to 3 years), and the lesser tuberosity (3 to 5 years) [44].
- The ossification centers of the proximal humerus fuse to the shaft at age 17 to 20 years [44].
Soft Tissue Anatomy¶
- The greater tuberosity serves as the attachment site for the supraspinatus, infraspinatus, and teres minor tendons [41].
- The lesser tuberosity serves as the attachment site for the subscapularis tendon [41].
- The rotator cuff consists of the subscapularis, supraspinatus, infraspinatus, and teres minor muscles [42].
- The teres major is not a rotator cuff muscle [42].
- The rotator cuff muscles serve as depressors of the humeral head to allow the deltoid to efficiently abduct the humerus [42].
- The infraspinatus and teres minor are external rotators, while the subscapularis is an internal rotator of the humerus [42].
- The acromion, coracoacromial ligament, and coracoid process form the coracoacromial arch [41].
- The rotator cuff, subacromial bursa, and subdeltoid bursa pass underneath the coracoacromial arch [41].
- The subscapular bursa lies between the subscapularis tendon and the neck of the scapula and communicates with the joint cavity between the superior and middle glenohumeral ligaments [45].
- The rotator interval is defined medially by the base of the coracoid, superiorly by the supraspinatus tendon, and inferiorly by the subscapularis tendon [44].
- The rotator interval contains the coracohumeral ligament, the superior glenohumeral ligament, and the intra-articular portion of the long head of the biceps tendon [44].
Vascular Supply¶
- The proximal humerus receives its blood supply from the anterior and posterior humeral circumflex branches from the third division of the axillary artery [41].
- The posterior humeral circumflex artery travels with the axillary nerve, enters the quadrilateral space posteriorly, and anastomoses with a branch of the anterior circumflex to supply the posterior cuff [41].
- The anterior humeral circumflex artery arises from the axillary artery at the inferior border of the subscapularis [41].
- The anterior humeral circumflex artery provides vascular inflow to the humeral head by way of its terminal anterolateral branch, known as the artery of Laing or arcuate artery [41].
- The ascending branch of the anterior humeral circumflex artery courses parallel to the lateral aspect of the long head biceps tendon and enters the humeral head at the interface of the bicipital groove and greater tuberosity [41].
- The anterolateral ascending branch of the anterior humeral circumflex artery provides the primary blood supply to the humeral head [44].
- The terminal intraosseous portion of the anterior humeral circumflex artery enters at the proximal aspect of the intertubercular groove as the arcuate artery [44].
- Injury to the arcuate artery may result in osteonecrosis of the humeral head [41].
- Additional extraosseous collateral branches can permit humeral head perfusion despite complete ligation of the arcuate artery [41].
- Fractures of the anatomic neck have a poor prognosis because of complete disruption of the blood supply to the head [42].
- Surgical neck fractures are common, and with these, the blood supply to the head is preserved [42].
Pathophysiology & Mechanism¶
- The majority of proximal humerus fractures arise secondary to low energy injuries [36].
- Nearly ¾ of proximal humerus fractures occur after a low energy domestic fall [36].
- Most proximal humerus injuries in patients over the age of 60 occur as a result of a fall onto an outstretched hand from a standing height [36].
- Younger patients without osteoporosis generally sustain a proximal humerus fracture after motor vehicle accidents, falls from greater than a standing height, seizures, or electric shock [36].
- Fractures occur as either a direct blow to the shoulder or from indirect force transfer from a fall onto an outstretched hand [36].
- The impact drives the proximal humerus into the glenoid, which acts as an 'anvil' on which the proximal humerus is impacted [36].
- The combination of the direction of the blow to the humerus, quality of bone in the proximal humerus, and the pull of soft tissues produces various types of fracture patterns [36].
- Displacement of proximal humerus fracture fragments occurs in a predictable manner based on deforming forces created by tendinous insertions [41].
- The subscapularis inserts on the lesser tuberosity and causes medial displacement [41].
- The supraspinatus and infraspinatus insert on the greater tuberosity and cause superior and posterior displacement [41].
- The pectoralis major inserts on the humeral shaft and displaces it medially [41].
- Proximal humerus fractures alter complex interactions of the shoulder girdle, resulting in pain, decreased range of motion and stiffness, and disability [41].
- Displaced proximal humerus fractures can impede normal movement of structures under the coracoacromial arch, causing impingement and disruption of normal glenohumeral motion [41].
- In displaced and nondisplaced proximal humerus fractures, the subdeltoid and subacromial bursae can become thickened and fibrotic, forming adhesions that limit normal glenohumeral motion [41].
- A fracture involving the anatomic neck is prognostically worse than fractures involving other regions of the proximal humerus with respect to the potential disruption of the vascular supply to the humeral head and subsequent development of avascular necrosis [41].
- Neurovascular injuries associated with proximal humerus fractures represent a rare yet clinically significant complication with potential for devastating functional outcomes [22].
- The close anatomical relationship between the proximal humerus, axillary artery, and brachial plexus predisposes these structures to combined injury patterns that can threaten limb viability [22].
- Most nerve injuries associated with proximal humerus fractures, particularly involving the axillary nerve, demonstrate favorable outcomes with conservative management [22].
- Vascular injuries associated with proximal humerus fractures demand urgent multidisciplinary intervention to restore perfusion and prevent irreversible ischemia [22].
- An axillary nerve injury from proximal humeral fracture or fracture-dislocation results in paralysis of the deltoid muscle and anesthesia over the “badge” region at the lateral proximal arm [42].
- The brachial plexus and axillary artery lie anterior to the coracoid process of the scapula and humeral head [42].
Classification¶
- Proximal humerus fractures are osteoporotic injuries with increasing incidence due to aging populations [3].
- Accurate clinical evaluation, imaging, and classification are paramount for informed treatment decisions for proximal humerus fractures [3].
- The Neer classification categorizes displaced proximal humerus fractures from two to four parts according to anatomic segments [109].
- In the Neer classification, displacement is defined as separation of a fragment >1 cm or angulation of a fragment greater than 45° [109].
- Fracture lines in nondisplaced segments are not included in the Neer classification [109].
- The AO classification is based on the vascular supply of the articular segments [109].
- The AO classification is divided into three categories (A, B, C) of increasing severity, with each category further split into numerical subgroupings [109].
- Codman’s illustrative classification system proposed in 1934 serves as the basis for many classification models in clinical practice [86].
- Codman’s classification distinguishes 12 fracture patterns based on the configuration of the humeral head, shaft, greater tuberosity, and lesser tuberosity [86].
- Neer’s 1970 modification focused on the pathoanatomy regarding the presence or absence of displacement of the four bony segments rather than fracture lines [86].
- Neer defined displacement limits as at least 1 cm of separation and 45° of angulation between fragments [86].
- Neer clarified that displacement limits were intended to define the minimal displacement category and support standardization in outcome studies, not to dictate treatment [86].
- The classification of proximal humerus fractures has suffered from poor intra- and interobserver reliability, especially in plain radiographs [86].
- Evaluation of classification systems for proximal humerus fractures with plain radiographs has yielded low interobserver reliability [55].
- The Mayo-FJD classification system allows high intraobserver and interobserver agreement using both radiographs and computed tomography [76].
- The Mayo-FJD classification is a robust tool for predicting clinical success in proximal humerus fractures initially treated nonsurgically [87].
- Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized [80].
- Reported mean kappa values for interobserver agreement on the AO classification have varied between 0.26 and 0.53 [111].
- Mean kappa values for interobserver agreement on the AO classification decreased from 0.53 for AO Types to 0.2 for AO Groups [111].
- The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [37].
- Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures [107].
Clinical Presentation¶
Epidemiology and Demographics¶
- Proximal humerus fractures are typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition [25].
- Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population [14].
Clinical Evaluation and Imaging¶
- Accurate clinical evaluation, imaging, and classification are paramount for informed treatment decisions in proximal humerus fractures [3].
- A thorough history and physical examination are essential in all patients being evaluated for surgical intervention of proximal humerus fractures [64].
- Preoperative radiographs for proximal humerus fracture evaluation should include true anteroposterior shoulder, scapular lateral, and axillary views [64].
- In tolerant patients, internal and external rotation views of the humerus may be helpful for evaluating proximal humerus fractures [64].
- Computed tomography is not often necessary for proximal humerus fractures but can prove beneficial in more comminuted fractures when tuberosity size and position are difficult to ascertain on standard radiographs [64].
- Magnetic resonance imaging has not proved very beneficial for proximal humerus fractures because most do not have an associated rotator cuff tear [64].
- Computed tomography scan was more specific than radiographs in the assessment of proximal humerus fracture sequelae [23].
Complications and Associated Injuries¶
- Complications associated with proximal humerus fractures are varied and can be categorized as occurring at the time of initial injury, during operative management, or as delayed sequelae [12].
- The multifactorial etiology of neurovascular injuries in proximal humerus fractures encompasses direct trauma from displaced fracture fragments and indirect mechanisms [22].
- Diagnosis of neurovascular injuries in proximal humerus fractures relies on early recognition through meticulous clinical examination and advanced imaging modalities [22].
Prognosis and Outcomes¶
- There is substantial mortality in patients with a proximal humerus fracture [4].
- Surviving patients with proximal humerus fractures frequently have persistent symptoms that can be predicted as early as after 1 year [4].
- Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors [15].
Investigations¶
Plain Radiography¶
- At least two X-ray views should be obtained for proximal humerus fractures: an anteroposterior view in the plane of the glenoid and an axillary projection with the arm in abduction [49].
- The axillary projection with the arm in abduction shows the relationship of the humeral head to the glenoid [49].
- Standardized plain films are almost always sufficient to garner the information needed for shoulder care [20].
- The anteroposterior view in the plane of the scapula shows the superoinferior position of the humeral head relative to the glenoid, presence of osteophytes, joint space narrowing, degree of medial displacement of the humerus, bone quality, loose bodies, and humeral head collapse or deformity [20].
- The axillary view taken with the arm in the functional position of elevation shows the amount of glenoid bone, shape of the glenoid, its version in relation to the plane of the scapula, and the relationship of the humeral head to the glenoid fossa [20].
- The axillary view is referred to as the "truth view" because it demonstrates glenohumeral relationships in the functional position of elevation [20].
- CT scans have the disadvantage of being taken with the arm in the adducted position, unlike the axillary truth view [20].
- The degree of posterior subluxation can be measured on the standardized axillary view as the position of the center of the humeral head in relation to the plane of the scapula, in relation to the glenoid face, or by the point of contact of the humeral articular surface on the glenoid articular surface [20].
- The point of contact of the humeral articular surface on the glenoid articular surface reflects the degree of centering of the net humeral joint reaction force on the glenoid [20].
- Malcentering of the joint reaction force leads to posterior instability, posterior glenoid wear, and "rocking horse" loosening of prosthetic glenoid components [20].
- Artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs [37].
- Convolutional neural networks proficiently rule out proximal humerus fractures on plain radiographs [116].
Computed Tomography¶
- Computed tomography is helpful for planning fracture surgery and shoulder joint replacement [49].
- Computed tomography scans are more specific than radiographs in the assessment of proximal humerus fracture sequelae [23].
- Three-dimensional reconstructions based on CT scans may reveal fine details of shoulder anatomy, but this additional information rarely changes the planning or conduct of arthroplasty [20].
- The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities [124].
- The use of 3D-printed models as the sole determinant for recommending surgical intervention should be avoided at this time [124].
Magnetic Resonance Imaging¶
- Magnetic resonance imaging is useful to identify osteonecrosis of the humeral head or a bone tumour [49].
- Magnetic resonance imaging can identify labral tears and rotator cuff tears, although accuracy for these is enhanced by combining the scan with arthrography [49].
- Zero-echo-time MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures [110].
Ultrasound¶
- Ultrasound is a simple and accurate test for identifying rotator cuff tears and calcific tendinitis [49].
- Ultrasound can be useful in guiding injections or barbotage [49].
Clinical Evaluation and Classification¶
- A simple fragility evaluation can help inform surgical decision-making and counseling in patients older than 50 years with proximal humerus fractures [126].
Treatment¶
Non-Operative Management¶
- In the vast majority of cases, proximal humerus fractures may be treated nonoperatively [7].
- Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes [34].
- A majority of patients with proximal humeral fractures underwent non-operative treatment [71].
- Non-operative management of proximal humerus fractures involves a period of immobilization and progressive physiotherapy [53].
- In a systematic review of 12 studies involving 650 patients with a mean age of 65.0 years, the mean rate of radiographic union for non-operative management was 98% [53].
- In a systematic review of 12 studies involving 650 patients, the weighted mean Constant score for non-operative management was 74, corresponding to a "fair" outcome [53].
- In a systematic review of 12 studies involving 650 patients, the complication rate for non-operative management was 13%, with varus malunion being the most common at 7% [53].
- In a systematic review of 12 studies involving 650 patients, proximal humerus avascular necrosis was found to be uncommon at 2% [53].
- In a prospective evaluation of 160 patients managed non-operatively, the average Constant score was 74.3 with a mean difference between the injured and contralateral shoulder of 8.2 [53].
- In a prospective evaluation of 160 patients managed non-operatively, the estimated median time to definitive union was 14 weeks [53].
- In a prospective evaluation of 160 patients managed non-operatively, there was a 7% risk of delayed or nonunion [53].
- In a prospective evaluation of 160 patients managed non-operatively, the eventual operation rate was 5.6% [53].
- Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures [78].
- Proximal humerus fractures in children have tremendous potential for remodeling, making non-operative management the treatment of choice for most fractures [85].
- Nonsurgical management of proximal humerus fractures decreased during the study period [62].
Operative Management¶
- No good evidence exists whether surgery is clearly superior to nonoperative treatment for proximal humerus fractures [98].
- This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus [67].
- Reverse shoulder arthroplasty (RSA) had significantly the highest Constant score and lower total incidence of complications than open reduction internal fixation (ORIF), hemiarthroplasty (HA), and intramedullary nailing (IN) for displaced proximal humeral fractures [69].
- RSA resulted in a lower incidence of additional surgery than ORIF and IN for displaced proximal humeral fractures [69].
- The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients [33].
- Reverse total shoulder replacement is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome [30].
- Hemiarthroplasty and reverse prosthesis are indicated for complex proximal humerus fractures in patients no younger than 70 years of age [29].
- No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications [66].
- Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications [74].
- Minimally invasive plate osteosynthesis (MIPO) is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent [79].
- This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA for the treatment of proximal humerus fractures [81].
- Osteosynthesis of the proximal humerus in osteoporotic bone typically produces inferior results to that in younger subjects with better bone stock [61].
- In a study of the PlantTan Fixator Plate, there were no cases of infection, impingement, avascular necrosis or malunion in the population under 70 years of age [61].
- In a study of the PlantTan Fixator Plate, there was a significant proportion of patients with avascular necrosis and implant migration in the group over 70 years [61].
General Considerations¶
- Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others [5].
- Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking [98].
- Besides age, most RCTs on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria [17].
Complications¶
- Complications associated with proximal humerus fractures are categorized as occurring at the time of initial injury, during operative management, or as delayed sequelae [12].
- Predictive models using machine learning techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged length of stay and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture [90].
- After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures [114].
- Guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin [114].
Recovery¶
- Persistent symptoms in surviving patients with proximal humerus fractures can be predicted as early as after 1 year [4].
- After one-year follow-up, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms [27].
- Long-term treatment with reverse shoulder arthroplasty for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment [75].
- The difference in long-term functional outcomes between reverse shoulder arthroplasty and nonoperative treatment for displaced 3- or 4-part proximal humerus fractures is attributed to the deterioration of functional outcomes of the nonoperative treatment over time [75].
- ORIF of nonosteoporotic proximal humeral fractures with locking plates led to favorable functional and radiologic outcomes at a minimum of 10 years of follow-up [82].
- Patients in the proximal humerus fracture cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis cohort [123].
- Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures [127].
- Delays beyond 5 days to surgery does not affect outcome following plate and screw fixation of proximal humerus fractures [127].
Key Evidence¶
- [L4] Non-operative management is associated with good outcomes in the majority of proximal humerus fractures in adults. [1] (10.5312/wjo.v5.i5.685)
- [L3] Both age and gender have an association with the definitive treatment patients received for proximal humerus fractures over the last decade. [2] (10.1016/j.jseint.2021.11.007)
- [L3] Our results suggest that there is a substantial mortality in patients with a proximal humerus fracture, as we have previously reported, and that surviving patients frequently have persistent symptoms that can be predicted as early as after 1 year. [4] (10.1080/17453670510041295)
- [L5] Consensus when managing proximal humerus fractures is limited to specific scenarios, whereas lack of consensus still exists in others. [5] (10.1016/j.jse.2024.12.005)
- [L4] In the vast majority of cases, proximal humerus fractures may be treated nonoperatively. [7] (10.1155/2012/861598)
- [L4] Over the past decade, most older adults who sustain proximal humerus fractures continue to receive nonoperative treatment. [9] (10.1016/j.jseint.2021.08.006)
- [L4] Additionally, there are conflicting opinions on what outcome measure is best to assess function following the treatment of proximal humerus fractures. [11] (10.1007/s00264-017-3569-0)
- [L5] Most pediatric patients with proximal humerus fractures have favorable results, and complications are infrequent. [13] (10.5435/jaaos-d-14-00033)
- [L4] Treatment algorithms and outcomes following proximal humerus fractures in patients less than or equal to 60 years of age are distinctly different from that of a more elderly population. [14] (10.1016/j.xrrt.2023.01.002)
- [L3] Mortality at 1 year for fragility proximal humerus fractures is universally high regardless of risk factors. [15] (10.1016/j.jse.2022.03.006)
- [L2] Besides age, most RCTs on surgical management of proximal humerus fractures do not include patient-specific variables within their inclusion and exclusion criteria. [17] (10.1016/j.xrrt.2025.07.023)
- [L3] However, prospective clinical trials with longer-term follow-up are required for definitive assessment of the ideal fixation construct for surgical management of two-part proximal humerus fractures. [18] (10.1016/j.injury.2013.08.024)
- [L5] [22] (10.1016/j.xrrt.2026.100825)
- [L2] Computed tomography scan was more specific than radiographs in the assessment of proximal humerus fracture sequelae. [23] (10.1177/17585732221150785)
- [L2] Proximal humerus fractures are now typically osteoporotic fractures in women over 70, with prevalence increasing due to an aging population in poor general condition. [25] (10.1016/j.otsr.2012.05.013)
- [L3] After one-year, long-term follow-up of fixed proximal humerus fractures may be unnecessary for those without symptoms. [27] (10.1007/s00590-021-03099-6)
- [L4] They are indicated for complex proximal humerus fractures in patients no younger than 70 years of age. [29] (10.1016/j.otsr.2008.09.002)
- [L3] It is a promising treatment for geriatrics with three- and four-part proximal humerus fractures aiming for a better long-term functional outcome. [30] (10.1186/s12891-023-06669-3)
- [L1] The available literature does not demonstrate a clear clinical benefit of operative treatment over nonoperative management of proximal humeral fractures in adult patients younger than 65 years. [32] (10.1016/j.xrrt.2021.04.014)
- [L5] The selection of RTSA over other surgical options is a current, reasonable, and safe option to treat proximal humerus fractures, particularly in those with higher Neer grades and/or in older patients. [33] (10.1097/corr.0000000000002430)
- [L5] Most proximal humeral fractures in elderly patients can be treated nonoperatively with good functional outcomes. [34] (10.2106/jbjs.l.01293)
- [L5] [36] (10.1007/978-3-319-08951-5_2)
- [L4] The use of artificial intelligence can accurately detect and classify proximal humerus fractures on plain shoulder AP radiographs. [37] (10.1080/17453674.2018.1453714)
- [L1] [53] (10.1186/s12891-018-2223-3)
- [L5] Evaluation of the classification systems for fractures of the proximal humerus with plain radiographs has yielded low interobserver reliability. [55] (10.1016/j.ocl.2008.05.002)
- [L4] [61] (10.1016/j.injury.2005.05.030)
- [L4] Nonsurgical management of proximal humerus fractures decreased during the study period. [62] (10.1016/j.jhsa.2020.03.022)
- [L4] [64] (10.5435/00124635-200805000-00008)
- [L4] No single fixation method is a panacea for proximal humeral fractures; choice of implant and method should be selected according to individual patient and fracture pattern characteristics based on clearly defined indications and contraindications. [66] (10.1016/j.injury.2010.10.016)
- [L1] This trial found no significant difference in clinical outcomes at 2 years between surgery and non-operative treatment in patients 60 years of age or older with displaced 2-part fractures of the proximal humerus. [67] (10.1371/journal.pmed.1002855)
- [L1] [69] (10.1371/journal.pone.0166801)
- [L3] A majority of patients with proximal humeral fractures underwent non-operative treatment. [71] (10.1186/s12891-019-2812-9)
- [L4] Percutaneous treatment of selected proximal humeral fractures results in predictable union and good clinical results with a low rate of complications. [74] (10.1016/j.jse.2006.09.006)
- [L1] Long-term treatment with RSA for displaced 3- or 4-part proximal humerus fractures provides better functional outcomes compared to nonoperative treatment, a difference attributed to the deterioration of functional outcomes of the nonoperative treatment over time. [75] (10.1016/j.jse.2024.09.032)
- [L4] The Mayo-FJD classification system for proximal humerus fractures seems to allow high intraobserver and interobserver agreement using both radiographs and computed tomography. [76] (10.1016/j.jse.2023.02.035)
- [L3] Nonsurgical treatment should have a more prominent role in the treatment of proximal humeral fractures. [78] (10.1016/j.jse.2011.01.025)
- [L4] MIPO is a safe and effective option for the treatment of proximal humerus fractures, with good functional recovery and fewer complications, which are typically technique dependent. [79] (10.1016/j.aott.2016.10.003)
- [L2] Morphologic classification of proximal humerus fractures as the sole basis for treatment algorithms and surgical success should be scrutinized. [80] (10.1016/j.jseint.2022.02.006)
- [L1] This meta-analysis demonstrates no significant differences in clinical outcomes or complication rates between standard components and fracture-specific components in RSA, suggesting comparable performance in the treatment of proximal humerus fractures. [81] (10.1302/0301-620x.107b9.bjj-2024-1508.r2)
- [L3] ORIF of nonosteoporotic proximal humeral fractures with locking plates led to favorable functional and radiologic outcomes at a minimum of 10 years of follow-up. [82] (10.1097/corr.0000000000002895)
- [L5] [86] (10.1186/s13018-017-0639-3)
- [L4] The Mayo-FJD classification is a robust tool for predicting clinical success in proximal humerus fractures initially treated nonsurgically. [87] (10.1016/j.jseint.2026.101743)
- [L3] Predictive models constructed using ML techniques demonstrated favorable discrimination and satisfactory-to-excellent performance in forecasting prolonged LOS and serious adverse complications occurring within 30 days of surgical intervention for proximal humerus fracture. [90] (10.1016/j.jseint.2024.02.005)
- [L4] Evidence-based recommendations to guide treatment of proximal humerus fractures are lacking, and no good evidence exists whether surgery is clearly superior to nonoperative treatment. [98] (10.1016/j.ocl.2008.06.003)
- [Abstract] Patients with a proximal humerus fracture undergoing reverse total shoulder arthroplasty have significantly worse perioperative outcomes, including higher rates of complications, longer hospital stays, and higher costs, compared to patients with other indications. [99] (10.1016/j.jse.2015.05.005)
- [L3] Current diagnosis coding practices do not adequately capture the fracture complexity needed to conduct subgroup analysis for proximal humerus fractures. [107] (10.1016/j.jse.2023.08.022)
- [L5] [109] (10.21037/aoj-20-42)
- [L4] ZTE MRI presents a viable alternative to CT in the evaluation of proximal humerus fractures (PHF). [110] (10.1016/j.jseint.2024.08.111)
- [L2] [111] (10.1016/j.injury.2011.08.025)
- [L3] After surgical treatment, patients with pathologic humerus fractures had significantly higher complication rates compared with native humerus fractures, suggesting that guidelines and treatment algorithms for native humerus fractures may not be generalizable for those of pathologic origin. [114] (10.1016/j.jse.2020.10.024)
- [L3] CNNs proficiently rule out proximal humerus fractures on plain radiographs. [116] (10.1302/0301-620x.106b11.bjj-2024-0264.r1)
- [L3] Patients in the proximal humerus fracture (PHF) cohort were less likely to report persistent shoulder pain at all evaluated time points compared to the osteoarthritis (OA) cohort, suggesting that symptom relief following treatment of traumatic pathology may differ fundamentally from that of chronic degenerative disease. [123] (10.1016/j.jsea.2026.100012)
- [L5] The routine use of 3D-printed models may not be beneficial for classifying proximal humeral fracture patterns beyond the information gained from currently available imaging modalities, and their use as the sole determinant for recommending surgical intervention should be avoided at this time. [124] (10.1097/corr.0000000000002017)
- [L3] Our data suggest that a simple fragility evaluation can help inform surgical decision-making and counseling in patients older than 50 years with proximal humerus fractures. [126] (10.1016/j.jseint.2020.10.017)
- [L3] Timing of surgery did not impact outcomes of patients who underwent ORIF for proximal humerus fractures. [127] (10.1016/j.jse.2025.02.019)
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